EDPB adopts new guidelines on certification as a tool for transfers

23. June 2022

On June 16, 2022, the European Data Protection Board (EDPB) announced on its website that it had adopted guidelines on certification as a tool for transfers of personal data (publication is yet to take place following linguistic checks). Once published these guidelines will undergo public consultation until September 2022.

On a first note, these guidelines can be placed within the broader context of international data transfers, as envisioned by art. 46 (2) (f) GDPR. Further, the certification mechanism comes only into play when an adequacy decision is absent. As is probably well known, art. 46 (2) GDPR outlines several safeguards that may be resorted to in case personal data is being transferred to third countries.

One of these is the voluntary certification mechanism, as laid down by art. 42/43 GDPR, that allows accredited certification bodies or supervisory authorities to issue certifications, provided, of course, that controllers or processors have made binding and enforceable commitments. What the EU legislators hoped was to assist data subjects in quickly assessing “the level of data protection of relevant products and services” (Recital 100 GDPR) by way of certifications, seals, and marks.

In accordance with art. 42 (5) GDPR and guideline 1/2018 on certification, whereby the latter is to be complemented with the new guidelines, accredited certification bodies or supervisory authorities are competent to issue such certification. It is important to note that the previously mentioned accredited certification bodies could very well be private bodies which are subject to certain requirements and prior approval by the Board or supervisory authorities. The criteria on the basis of which certifications are issued are to be determined and approved by the Board or by the competent supervisory authorities (art. 42 (5) GDPR).

According to EDPB Deputy Chair Ventsislav Karadjov, these yet-to-be published guidelines are “ground-breaking” as he provides an outlook for the content of the guidelines. One of the most important aspects that will be touched upon are the accreditation requirements that certification bodies have to comply with as well as the certification criteria attesting that appropriate safeguards for transfers are in place. It remains to be seen whether these guidelines will indeed provide more guidance on those aspects.